You can choose to brand your business as your own or you can take advantage of Dynamic’s established brand. Regardless, you can leverage our established branding infrastructure, which includes messaging on how to define your partnership with Dynamic, as well as various marketing communications materials and valuable content for advisors’ use with clients, to help
No. Unlike a broker-dealer, we don’t hold security licenses. Usually, a series 65 or 66 are required for an IAR, however that’s dictated on a state-by-state basis. Only states register IARs, not the SEC, but those who must be registered include individuals working for both state and SEC-registered firms. Based on active credentials, (i.e., CFP,
No. Dynamic isn’t a broker-dealer, however an RIA registered with the SEC. We primarily service fee-based advisory firms. However, we can support advisors who have legacy commission trails through broker-dealer partnerships, consulting on fee-based alternatives, as well commission acquisition arrangements. We demonstrate multiple solutions for advisors in determining the need for a broker-dealer relationship.
A Registered Investment Adviser (RIA) refers to a firm that is registered with the Securities and Exchange Commission (SEC) or a state’s securities agency. An individual advisor who works with an RIA is an Investment Advisor Representative (IAR). Dynamic can provide services to both a stand-alone RIA firm, or an IAR under the Dynamic RIA.
Yes. Through Dynamic Investment Management, we offer complete investment research, manager due diligence, portfolio construction, operational implementation and ongoing oversight of wealth advisor clients’ investment needs through our global, diversified and balanced portfolios. Our sophisticated trading platform offers consultation, implementation and ongoing management of Dynamic’s investment strategies. Our flexible service includes a broad range of
Whether you’re an Investment Advisor Representative (IAR) or a Registered Investment Advisor (RIA), Dynamic can support you. Some Advisors may be sole practitioners and others are multi-advisor teams. We’ve found that our most successful partnerships are with advisors who value an open, direct relationship and embrace the full experience of our strategically designed ecosystem of